24July2017

SIAS Change  Innovation in Governance Sep 2016

 Register now to secure your seats at the 7th Corporate Governance Week events. Click here for more details.

 

  

6th Singapore Corporate Governance Week

Heartiest Congratulations to the Winners:

6th Singapore Corporate Governance Week 

(Left to Right: Harmeet Bedi, CEO Maybank Kim Eng Securities; Luke Lim, Head Corp Devt Phillip Securities; Harold Woo, Chairman Selection Committee; Fairuz Gunn, Director CIMB Securities; Loh Boon Chye, CEO SGX and Yeow Chin Wee, Exec Dir/GM OCBC Securities)

 

Winner CIMB
Runners-Up Maybank Kim Eng PhillipCapital
Merit OCBC Securities

 

 

SAS Training Workshops at SGX specially tailored for Members' Clients

IMG 3938 Resize LTS Workshop 19Sep2015 resize

 

Members at FATCA briefing by Deloitte

FATCAd1 FATCAd2

 

SGX to introduce Reduced Board Lot Size

From 19 January 2015, the standard board lot size of securities listed on the Singapore Exchange will reduced from 1,000 to 100 units.

Please contact your brokerage or trading representative or click here for more information.

 

Members' Win at Asia Money Brokers Poll 2014

DBS Vickers has made the broking community proud by winning big at Asia Money's Brokers Poll 2014.  They were top in these awards - Best Local Brokerage, Best For Overall Country Research, Best Overall Sales Services, Best Execution, Best For Events And/Or Conferences and Best For Roadshows and Company Visits.

CIMB Securities and DMG & Partners Securities were 2nd and 3rd respectively in the Best Local Brokerage ranking.

Congratulations to them for their win.

 

Congratulations to our members for winning these ShareInvestor Awards 2014:

Most Preferred Broking House        Most Preferred CFD    Most Preferred Forex
OCBC Securities -    Phillip CFD -   IG -
Most Preferred Stock Broking House Award   Most Preferred CFD Provider Award   Most Preferred Forex Provider Award

        

PDPC briefing session on PDPA and new IWG Formed 

pdpa-9 webpdpa-20 web  Members listened attentively as officials from the Personal Data Protection Commission gave an overview of the key principles, scope and rules of the Personal Data Protection Act at the recent industry talk.

A new IWG was formed and chaired by Lim Jit Hai (PSPL) and Gary Tan (UOBKH) to assess impact of PDPA and review policies and processes.



IBF FICS 2013 Distinguished Securities & Futures (Stockbroking) Award

2013 fics esmond receiving award for web  Congratulations to Mr Esmond Choo, Immediate Past Chairman of SAS, on receiving the prestigious 2013 Distinguished Financial Industry Certified Professionals for Securities & Futures - Stockbroking award from Mr Lawrence Wong, Acting Minister for Culture, Community and Youth and MAS Board Member.                                               

 

Industry Workgroups as a Single Force and Voice

Various Industry Workgroups are formed for members to collate feedback and jointly address regulatory, policy and operational issues and systems across the industry.  With a stronger voice, that culminates in stronger negotiation power and economy of scale for members when the Association deals with vendors with the Industry Workgroups. Representatives are from respective member firms. 

Examples of Industry Workgroups include :
Client Accounting System replacement
Order Management System enhancement
Two-factor Authentication Services for Trading
Foreign Shares Reclassification as Excluded Investment Products
Technology Risk Management
CAR E-learning Solution with SGX
CKA E-learning Solution with ABS
FATCA compliance
Tax AML
Personal Data Protection Act
 

  

Introducing Two-Factor Authentication Services

Soon investors would need to be armed with a OneKey 2FA device when they trade online.  The OneKey tokens are part of the National Authentication Framework to protect investors’ online transactions.  It gives that additional assurance when investors trade online.                                                           
gallery-img9 Members participated at a roadshow with vendor Assurity to raise awareness and promote the usage of the national OneKey tokens for online transactions.   This was held from 2 to 4 April outside Chevron House reaching out to the Raffles Place crowd.  



Learn more about SGX-listed Specified Investment Products 

Click here for SGX Online Education Programme